Sigma Risk serves financial regulators, banks, global corporates, law enforcement and government bodies helping understand regulatory requirements, financial crime compliance challenges and customised solutions to help achieve compliance in most effective and efficient manner.
Thematic Reviews
Looking to assess the effectiveness of controls framework for a specific service, activity, or compliance with regulatory requirements? A thematic review may be the solution for you. Thematic reviews provide a targeted assessment of controls framework, such as policies, procedures, systems, and controls, as well as knowledge assessment of staff members responsible for day-to-day activities.
For example, a thematic review on controls framework within a trade finance business would typically include an end-to-end review of trade finance policies and procedures, review of sample transactional data to evaluate compliance with policy requirements, evaluation of effectiveness of screening, escalations, alerts handling and external reporting of suspicious transactions.
Sigma Risk deploys seasoned subject matter experts supporting our clients in conducting comprehensive thematic reviews on following areas:
Anti-Money Laundering | Anti-Bribery & Anti-Corruption | Sanctions | Client Due Diligence | Trade Based Money Laundering | Suspicious Activity Reporting | Client and Transaction Risk Rating Methodologies