Sigma Risk serves financial regulators, banks, global corporates, law enforcement and government bodies helping understand regulatory requirements, financial crime compliance challenges and customised solutions to help achieve compliance in most effective and efficient manner.
Policy & Procedures Drafting & Reviews
Firms must maintain appropriate policies and procedures to ensure compliance with the regulatory requirements as well as valuable source of information and guidance for the staff members to effectively undertake their day-to-day roles and responsibilities. Policies must contain sufficient guidance as per relevant the money laundering regulations as well as these should be in line with the industry guidance and best practices.
Sigma Risk provides subject matter expert advice and support in drafting policies and procedures for start up firms as well as assist in undertaking comprehensive gap analysis of existing policy and procedures to ensure that all regulatory requirements are identified, relevance assessed and embedded into the firm’s policies and procedures.
We offer design, review and enhancements to policies and procedures on following key areas:
|Anti-Money Laundering | Anti-Bribery & Anti-Corruption | Sanctions | Client Due Diligence | Trade Based Money Laundering | Fraud | Counter Terrorism Financing | Suspicious Activity Reporting |